DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 2011-144
Xxxxxxxxxxxxxxx
xxxxxxxxxxxxxxx
FINAL DECISION
This proceeding was conducted under the provisions of section 1552 of title 10 and sec-
tion 425 of title 14 of the United States Code. The Chair docketed the case upon receiving the
completed application on April 4, 2011, and assigned it to staff member J. Andrews to pre-
pare the decision for the Board as required by 33 C.F.R. § 52.61(c).
appointed members who were designated to serve as the Board in this case.
This final decision, dated January 26, 2012, is approved and signed by the three duly
APPLICANT’S REQUEST AND ALLEGATIONS
The applicant, who was honorably discharged for unacceptable conduct on March 30,
2004, asked the Board to correct his record to reflect a medical separation. The applicant stated
that he should have received a medical discharge because he was required to see a doctor at the
Coast Guard Academy, who recommended his discharge. Regarding his delay in applying to the
Board, the applicant stated that he was unaware that he could contest his discharge until late
2009, when his father told him he could.
SUMMARY OF THE EVIDENCE
The applicant enlisted on November 5, 2002. Upon completing training, he was assigned
to a small boat station. On July 25, 2003, the applicant was counseled in writing about failing to
attend a mandatory medical appointment. He was advised that any future incidents would result
in disciplinary action. On August 1, 2003, a psychiatrist noted that the applicant’s parents
divorced when he was 6 and that the applicant’s father was imprisoned for homicide. Regarding
the applicant’s condition, the psychiatrist stated the following:
[The applicant] is referred by his command because of concerns that he is not able to master the
PQS for small boat crewman. In addition, he has appeared depressed and withdrawn in recent
weeks and has indicated he wants to be released from the Coast Guard. He presents after missing
his first appointment an hour and a half late for this evaluation. He leads with, “sometimes I’m
happy with what I’m doing and sometimes I don’t care.” He adds, “I get really angry sometimes
when what I do is my best ability and it isn’t good enough.” “The anger builds up and I can feel
depressed.” After having passed his COMMS quals, the evaluee feels very stuck on getting past
his boat crew qualifications. He states, “I just can’t learn it.” He feels used by the petty officers
and that they turn around and pass direction for them to him. He wants very much to return to a
life where he is better paid, has his own place, and can be around people he likes. He denies any
mental health difficulties prior to the Coast Guard except for some distress when he went to jail
for five days at age 16 for underage consumption of alcohol. An event which may have precipi-
tated this evaluation occurred when he became angry with a cook in the galley over his being 10
minutes late. His command has tried to work with him by way of accommodating a switch from
SA to FA and providing him with leave time. The switch to FA required a two-point waiver on
his A.S.V.A.B. He denies any suicide thoughts now or ever and in addition, denies any violent
thoughts toward anyone. He has had one visit with an EAP counselor which he says did not help
him. He admits to being depressed but is able to pursue his interests when he is off work. …
Discussion/Plan: The evaluee’s capacity to master new information from books is extremely
limited. When faced with cognitive challenges in his school years, he simply ignored the task,
knowing that he would be passed on in spite of his failures. I remain that there may be some
ADHD residuals in this young man. … He is not used to being held to a standard, and his solution
to his dilemma is to withdraw and disengage. He rejects any talking therapy or medication that
might assist his accommodation to Service life. When pressed, he guesses he might openly use
some drugs in order to get discharged from the Coast Guard. While the prognosis for this mem-
ber’s satisfactory adjustment to Service life is poor, as long as he continues to do the job expected
of him I would continue to work with him. I recommend he not carry a firearm for the foreseeable
future. Should his work performance begin to deteriorate to the point where he cannot be trusted,
or his depression deepens, or his anger becomes overtly manifested toward others, it might then be
appropriate to recommend a discharge.
The psychiatrist diagnosed the applicant with “adjustment disorder with depressed mood
(DSM-IV 309.0)”1 and “schizoid/avoidant/paranoid personality traits.”
On August 12, 2003, the commanding officer (CO) of the station put the applicant on
performance probation with the following written counseling:
Your performance has been well below standard as shown by your inability to qualify as a boat-
crewmember. Your attitude toward your duties has also been unacceptable. You constantly walk
around the station giving off a disinterested attitude. You need to get more involved. You need to
start working as a member of the team. It is time you motivated yourself and got certified as a
boatcrewmember so you can start to benefit the unit and your shipmates. You will be under con-
stant evaluation for the next six months to ascertain whether or not you can perform to the mini-
mum standards already set down for you. You will meet with the XPO and me monthly to discuss
your progress. After this probationary period or at any time during this period you may be rec-
ommended for discharge if you do not show an honest attempt to overcome the problems listed
above. There is no room for dead weight in today’s Coast Guard. We all have a job to do and it is
my job to ensure you perform to the level we know all of our members can. An unsuitability
discharge does not look favorable at the point in time when you try to find a job in the civilian
community. I look forward to a positive and steadfast improvement in your attitude and your
performance.
1 Adjustment disorders are psychological responses to identifiable stressors that result in the development of emo-
tional or behavioral symptoms. Adjustment disorders normally disappear when the stressors disappear. American
Psychiatric Association, DIAGNOSTIC AND STATISTICAL MANUAL OF MENTAL DISORDERS, FOURTH EDITION, TEXT
REVISION (2000), p. 679.
On August 16, 2003, the applicant was counseled in writing about failing to report for
duty on time even though he had been woken beforehand to ensure that he could be on time. The
applicant was discovered still in bed. He was advised that further infractions would result in
disciplinary action.
On September 24, 2003, the applicant was punished at mast for being late for duty on
both August 21 and 22, 2003—i.e., failing to obey an order in violation of Article 92 of the Uni-
form Code of Military Justice (UCMJ)—and for being absent without leave (AWOL) in viola-
tion of Article 86 of the UCMJ. He was awarded 10 days of restriction to the station with extra
duties.
On January 22, 2004, the psychiatrist submitted the following report:
[The applicant] was first seen 1 Aug 2003. He is referred back because he has demonstrated no
motivation to progress with his quals or become a petty officer. In addition, he has made despair-
ing remarks to supervisors about not wanting to continue to live as he is living now. While he
denies that he has a plan for suicide, he states that he has thought about dying but finds going
AWOL a much better solution to his current difficulties. On this visit he states that “nothing has
really changed. Every day has been the same—miserable every single day in the Coast Guard.”
He mainly thinks about getting out to go back home to get a better paying job in construction. He
has been discouraged that he is “always in trouble for something” and receiving marks of twos and
threes “no matter how hard I work.” He did not want his name put back on an “A” School list
because he doesn’t “want the responsibility of the third class petty officer.” He has struggled with
his boat crewman quals and finds it “very hard to learn from the book.” Moreover, he recalls that
in school he was “mostly daydreaming.” He adds he was not hyperactive, just “quiet – can’t pay
attention to things I’m not interested in.” … He continues to refuse any psychiatric help or medi-
cation for either his mood or difficulties focusing on learning material he is not interested in.
The psychiatrist diagnosed the applicant with “adjustment disorder with depressed mood”
(DSM-IV 309.0); “adult residuals of ADD, suspected”; and “schizoid/avoidant/paranoid person-
ality traits.” The psychiatrist concluded the following:
It is highly unlikely that [the applicant] will be able to accommodate to Service life and be an even
marginally effective Coast Guard member. His distress at maintaining a lifestyle which he finds
so disagreeable may eventually build to the point where he would go AWOL or make some harm
to himself in order to persuade authorities to release him to go back home. I see nothing to be
gained from continuing him on active duty. I recommend that he be found unsuitable [in accor-
dance with Article 12.B. of the Personnel Manual]. He understands the action being contem-
plated. He knows right from wrong. He has no mental or physical disabilities. He refuses any
intervention aside from discharge which might be helpful for him.
On February 3, 2004, the Station CO notified the applicant that he was initiating the
applicant’s discharge for unsuitability. The CO advised the applicant that he had a right to object
to the discharge, to consult an attorney, and to submit a statement. On February 6, 2004, the
applicant acknowledged the notification and his opportunity to consult an attorney, waived his
right to submit a statement, and noted that he did not object to being discharged.
On February 13, 2004, the Station CO sent a memorandum asking the Personnel Com-
mand to award the applicant an honorable discharge because he had been diagnosed as having an
“adjustment disorder with depressed mood” with “paranoid personality traits” and “adult resi-
duals of ADD [attention deficit disorder].” The CO noted that the applicant’s “condition has had
detrimental effects on the good order and discipline of the Station. The CO noted that the appli-
cant was not a good candidate for the second chance program because of his continuing poor
performance.
On February 17, 2004, the Group Commander endorsed the CO’s recommendation for
discharge. He stated that based on the psychiatrist’s recommendation, the applicant “is not a
candidate for the second chance program.” The Group Commander stated that the applicant had
failed performance probation while assigned to the station and that he himself had witnessed the
applicant’s lackluster performance and lackadaisical attitude since the applicant had been trans-
ferred to the Group.
On March 3, 2004, the Personnel Command issued orders for the applicant to be honora-
bly discharged for unacceptable conduct on March 30, 2004, “by reason of unsuitability due to
apathy, defective attitudes, adjustment disorder, [or] inability to expand effort constructively
under Article 12.B.16. [of the Personnel Manual].”
On March 19, 2004, the applicant underwent a pre-discharge physical examination. He
was found fit for service or separation and signed a statement indicating that he agreed with the
doctor’s finding.
On March 30, 2004, the applicant received an honorable discharge for “unacceptable
conduct” under Article 12.B.16. of the Personnel Manual.
VIEWS OF THE COAST GUARD
On August 25, 2011, the Judge Advocate General (JAG) submitted an advisory opinion
in which he recommended that the Board deny relief in this case. In so doing, he adopted the
facts and analysis provided by the Personnel Service Center (PSC) in an attached memorandum.
The PSC stated that the application is not timely and should be denied due to untimeli-
ness. Regarding the applicant’s request for a medical separation, the PSC noted that the appli-
cant was found not to have any mental or physical disabilities when he was discharged and that
the applicant did not object to his discharge. The PSC stated that the “law that provides for disa-
bility retirement or separation (10 U.S.C. [chapter] 61) is designed to compensate a member
whose military service is terminated due to a physical disability that has rendered him or her
unfit for continued duty.” The PSC stated that the applicant was not entitled to a medical sepa-
ration because he was discharged due to a diagnosed adjustment disorder and other unsuitable
personality traits, which did not amount to a mental or physical disability. The PSC stated that
the “applicant wanted to be released from the [Service] and embraced the opportunity for his
separation when it was presented to him.” The PSC noted that the applicant’s discharge is pre-
sumptively corrected and argued that he has failed to substantiate any error or injustice in his
record.
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On September 12, 2011, the Chair sent the applicant a copy of the views of the Coast
Guard and invited him to submit a response within thirty day. No response was received.
APPLICABLE REGULATIONS
Medical Regulations
Chapter 5.B.3. of the Medical Manual states the following about members diagnosed
with adjustment disorders:
Adjustment Disorders. These disorders are generally treatable and not usually grounds for separa-
tion. However, when these conditions persist or treatment is likely to be prolonged or non-
curative, (e.g., inability to adjust to military life/sea duty, separation from family/friends) process
in accordance with Chapter 12, Personnel Manual, COMDTINST M1000.6 (series) is necessary.
a. 309.0 With depressed mood.
Chapter 2.C.2.a. of the Physical Disability Evaluation System (PDES) Manual in effect in
2004 states that the “sole standard to be used in making determinations of physical disability as a
basis for retirement or separation shall be unfitness to perform the duties of office, grade, rank or
rating because of disease or injury incurred or aggravated while entitled to basic pay.” Chapter
2.C.2.b.(1) of the PDES Manual states the following:
Continued performance of duty until a service member is scheduled for separation or retirement
for reasons other than physical disability creates a presumption of fitness for duty. This presump-
tion may be overcome if it is established by a preponderance of the evidence that:
(a) the service member, because of disability, was physically unable to perform
adequately the duties of office, grade, rank or rating; or
(b) acute, grave illness or injury, or other deterioration of the member’s physi-
cal condition occurred immediately prior to or coincident with processing for separation
or retirement for reasons other than physical disability which rendered the service mem-
ber unfit for further duty.
Discharge Regulations
Article 12.B.16.b. of the Personnel Manual in effect in 2004 authorized discharges for
unsuitability for military service for the following reasons:
1. Inaptitude. Applies to members best described as unfit due to lack of general adaptability, want
or readiness of skill, clumsiness, or inability to learn.
2. Personality Disorders. As determined by medical authority, personality behavior disorders and
disorders of intelligence listed in the Medical Manual, COMDTINST M6000.1 (series), Chapter 5.
3. Apathy, Defective Attitudes, and Inability to Expend Effort Constructively. A significant
observable defect, apparently beyond the member’s control, not readily describable elsewhere.
4. Unsanitary Habits. …
Article 12.B.16.c. of the Personnel Manual states the following:
Commanding officers will not initiate administrative discharge action for inaptitude, apathy,
defective attitudes, unsanitary habits, or financial irresponsibility until they have afforded a
member a reasonable probationary period to overcome these deficiencies. When commands
contemplate discharging a member for these reasons, they shall counsel the member that a formal
probationary period of at least six months has begun and make an appropriate Administrative
Remarks, CG-3307, entry in the member’s PDR that administrative discharge processing will be
initiated unless the member shows significant improvement in overcoming the deficiency during
the probationary period. The member must acknowledge this entry in writing. Commanding
officers are authorized to recommend discharge at any time during probation if the member is not
attempting to overcome the deficiency.
Under Article 12.B.16.d. of the Personnel Manual, a member being discharged for unsuit-
ability for military service is entitled to (a) notification of the specific reason for discharge under
Article 12.B.16.b.; (b) an opportunity to submit a written statement; and (c) an opportunity to
consult an attorney “if the member’s character of service warrants a general discharge.”
Under the Separation Program Designator (SPD) Handbook, which lists the possible
codes and reasons for discharge entered on a DD 214, members being involuntarily discharged
pursuant to Article 12.B.16. of the Personnel Manual when they “perform acts of unacceptable
conduct (i.e., moral and/or professional dereliction)” may be discharged with an RE-4 reentry
code, a JNC separation code, and “Unacceptable Conduct” as the narrative reason for separation.
ALCOAST 252/09, issued on April 29, 2009, states that the Department of Defense has
created new separation codes to address the situation in which a member is unsuitable for mili-
tary service because of a diagnosed adjustment disorder that does not constitute a physical disa-
bility but that prevents the member from adapting to military life. The ALCOAST specifies that
the new separation code JFY should be used when a member’s involuntary discharge is “directed
by an established directive when an adjustment disorder exists, not amounting to a disability,
which significantly impairs the member’s ability to function effectively in the military environ-
ment. … For enlisted personnel, the re-entry code assigned can be either RE-3G or RE-4. CG
PSC (epm-1) will review the separation packages and make the determination for which re-entry
code should be applied.”
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of the applicant’s
military record and submissions, the Coast Guard’s submissions, and applicable law:
1.
The Board has jurisdiction concerning this matter pursuant to 10 U.S.C. § 1552.
The Board notes that the applicant did not apply to the Discharge Review Board, but that board
does not have jurisdiction over the application because it has no authority to award the applicant
the disabled severance or retired pay that would be due as a result of a medical separation.
2.
Under 10 U.S.C. § 1552(b), an application to the Board must be filed within three
years after the applicant discovers the alleged error or injustice in his record. The applicant was
discharged for “Unacceptable Conduct” and signed his DD 214 on March 30, 2004, and thus
knew that he had not received a medical separation on that date. Therefore, his application is not
timely.
3.
Pursuant to 10 U.S.C. § 1552(b), the Board may excuse the untimeliness of an
application if it is in the interest of justice to do so. In Allen v. Card, 799 F. Supp. 158, 164
(D.D.C. 1992), the court stated that to determine whether the interest of justice supports a waiver
of the statute of limitations, the Board “should analyze both the reasons for the delay and the
potential merits of the claim based on a cursory review.” The court further instructed that “the
longer the delay has been and the weaker the reasons are for the delay, the more compelling the
merits would need to be to justify a full review.” Id. at 164, 165; see also Dickson v. Secretary
of Defense, 68 F.3d 1396 (D.C. Cir. 1995).
4.
Regarding the delay of his application, the applicant explained stated that he did
not know until 2009 that he could contest his discharge. The Board does not find this explana-
tion compelling because he failed to show that anything prevented him from complaining about
his discharge and learning about the Board more promptly.
5.
A cursory review of the merits of this case indicates that the applicant’s request
lacks merit. The record shows that the applicant was discharged because of an “adjustment dis-
order with depressed mood” that made him unable to adapt to military life. Under Chapter 5.B.3.
of the Medical Manual, members diagnosed with this condition are not processed for disability
separations but are instead, like the applicant, processed for administrative separations under
Article 12.B. of the Personnel Manual. Under Chapter 2.C.2.a. of the PDES Manual, the only
reason for processing a member for a disability separation is unfitness for duty because of a dis-
ability, but the psychiatrist expressly stated that the applicant had no mental or physical disability
and that he refused treatment for his diagnosed adjustment disorder with depressed mood. The
applicant submitted nothing to refute these records, which are presumptively correct under 33
C.F.R. § 52.24(b). See Arens v. United States, 969 F.2d 1034, 1037 (Fed. Cir. 1992) (citing
Sanders v. United States, 594 F.2d 804, 813 (Ct. Cl. 1979), for the required presumption, absent
evidence to the contrary, that Government officials have carried out their duties “correctly, law-
fully, and in good faith.”). Based on the record before it, the Board finds that the applicant’s
request for a medical/disability separation cannot prevail on the merits.
6.
Although he was discharged because of an adjustment disorder that made him
unable to adapt to military life, the applicant’s DD 214 shows that he was discharged for “unac-
ceptable conduct.” Because the applicant was repeatedly late for duty and the definition of
“unacceptable conduct” includes “professional dereliction,” the applicant’s DD 214 is not
technically inaccurate,2 even though “professional dereliction” seems slightly overblown as a
term applied to a 22-year-old non-rate with an adjustment disorder, learning disorder, and apa-
thetic attitude. When the applicant was discharged in 2004, however, there was no separation
code specifically for members unable to adjust to military life. Now there is, pursuant to
ALCOAST 252/09. Therefore, the applicant’s DD 214 could be corrected to show that he was
discharged because of an “adjustment disorder,” instead of “unacceptable conduct.” However,
2 See, e.g., final decisions in BCMR Docket Nos. 2005-041, 2009-197, and 2010-026, in which the applicants had
been discharged and assigned the JNC separation code after being counseled about lackadaisical attitudes, poor
performance, failing to obey orders, etc., as young non-rates and petty officers.
the applicant did not request this relief and it is not clear whether he would want his diagnosis
printed on his DD 214.
7.
Accordingly, the applicant’s request for a medical separation should be denied
because of its untimeliness and lack of merit, but if within six months of the date of this decision,
he submits a new application requesting a discharge due to “adjustment disorder,” instead of
“unacceptable conduct,” the Board will consider the request on the merits.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
ORDER
The application of former xxxxxxxxxxxxxxxxxxxxxxxxxxx, USCG, for correction of his
military record is denied, but if within six months of the date of this decision, he submits a new
application requesting a discharge due to “adjustment disorder,” instead of “unacceptable
conduct,” the Board will consider the request on the merits.
Katia Cervoni
Lillian Cheng
Ashley A. Darbo
CG | BCMR | Disability Cases | 2012-021
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In this regard, the Board notes that the number for an “Adjustment Disorder with depressed mood” is 309.0; the number for an “Unspecified Mental Disorder (non-psychotic)” is 300.9; and the num- ber for a “Personality Disorder, not otherwise specified” is 301.9. However, the discharge notification dated June 20, 1980, strongly supports his claim that his command told him he was being discharged due to a general lack of adaptability, and the August 6, 1980, psychiatric note and the very...
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PM Article 12.B.16.b authorizes unsuitability discharges for members diagnosed with one of the “personality behavior disorders … listed in Chapter 5, CG Medical Manual … .” Chapter 5.B.2 of the Medical Manual (COMDTINST M6000.1B) lists the person- ality disorders that qualify a member for administrative discharge pursuant to Article 12 of the Personnel Manual. of the Medical Manual states that schizoaffective disorder and psychotic disorder NOS are disqualifying for military service and...